Compliance Analyst - Hybrid - Financial Services - JN-112023-6238258

Promote awareness of, and compliance with, the jurisdictional regulation, legislation, and codes of practice, in conjunction with policies and procedures

Undertake monitoring activity to support the Compliance Monitoring Programme ("CMP") to the standard required by the firm and the relevant regulatory authority, being completed within the planned time frame.

Draft reports on the outcome of the monitoring activity completed, including the documenting of findings/observations, and communicating to the relevant Client Facing Teams (CFT) In order to agree remediation activity in a timely manner.

Support relevant Compliance Officer in the preparation of accurate and timely Client board reporting / documentation, liaising with relevant CFT to obtain supporting information as required.

Act as a point of contact for the CFT's on various regulatory matters.

Respond to internal and external requests for information, including collation of MI/Data to support regulatory submissions, annual declarations, and licence/fee renewals.