Technical Compliance Director

The key responsibilities for this Technical Compliance Director based in Cambridge include:

• As this role is new to the firm, you will able to play an instrumental part in its shaping and lead on all areas of compliance and risk management
• Providing a technical supporting role to the client facing partners and managers across the entire practice on all arising matters including:
  • Technical financial reporting;
  • Audit related matters;
  • Anti-money laundering queries;
  • Ethical requirements from both the ICAEW and the FRC; and
  • Managing potential conflicts of interest considerations.
• Ensuring effective communication on all areas of compliance within the firm.
• Undertaking cold file reviews across our current 21 offices and future new offices on all assignments including audits and non-audits
• Undertaking hot file reviews/EQCR's as required under ethical requirements or internal procedures.
• Acting as a point of contact with the ICAEW on compliance related matters and supporting the current Audit Compliance Partner and Practice Assurance Partner.
• Undertaking a review of existing working practices, suggesting improvements and delivery of agreed recommendations.
• Completion of the ICAEW Annual Returns for the existing 13 ICAEW regulated entities within the firm structure and any new firms acquired.
• Undertaking a review of the current policies and procedures, making recommendations for any improvements and implementing agreed changes and maintaining oversight on a continuing basis.
• Oversight of training requirements, including mandatory CPD requirements.
• Assisting on compliance due diligence on the firm's future acquisitions and mergers.