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Compliance Manager

Leeds Permanent £65,000 - £75,000 per year
  • Growing compliance team
  • Exciting financial services firm

About Our Client

Our client are a leading UK financial services firm with offices based in Leeds and London

Job Description

The Compliance Manager will report into the Senior Compliance Manager and be responsible for:

  • Supporting the Senior Compliance Manager in compliance monitoring plan and compliance strategies including policies and procedures
  • Supporting the Senior Compliance Manager in the preparation of clear and concise compliance reports and recommendations
  • Working with key stakeholders to identify and assess risks and determine controls and resources to effectively manage them

The Successful Applicant

The Compliance Manager should have the following skills:

  • Strong FCA compliance knowledge in a banking or investment firm
  • Educated to degree level with professional qualification
  • Compliance monitoring and advisory experience in an FCA regulated firm
  • Experience within investment banking or an investment firm



What's on Offer

Salary of £65,000-£75,000

Hybrid working

3 days per week in the office

Strong benefits package

Contact
Karen O'Neill
Quote job ref
JN-102023-6214627
Phone number
+44 207 645 1432

Job summary

Job function
Compliance
Subsector
Compliance Generalist
Sector
Financial Services
Location
Leeds
Contract type
Permanent
Consultant name
Karen O'Neill
Consultant phone
+44 207 645 1432
Job reference
JN-102023-6214627