Save JobEmail job Back to Search Job Description Summary Similar JobsHands on role.Small team.About Our ClientA well regarded boutique tech-focused investment management firm, with assets under management of circa £1.2bn. Based in their City of London office.Job DescriptionThe key responsibilities include but are not limited to: - Have day to day responsibility for the completion of compliance monitoring tests- Provide input into the regulatory mapping process and the update of the compliance monitoring programme and related tests- Prepare and submit regular FCA reports via RegData- Work closely with the finance department when preparing and submitting FCA financial returns- Contribute to the update and drafting of compliance policiesThe Successful ApplicantThe successful candidate should have: - Between 7-10 years investment management compliance experience- Experience in working for a small firm advantageous- Good awareness of regulations applicable to the investment management sector such as MIFID II and AIFMD.-Experience in compliance monitoring, particularly best execution and market abuseWhat's on Offer70-90K Strong benefits Hybrid working - 4 days in office 1 from home City of London location ContactLucy O'DonnellQuote job refJN-092023-6182694Phone number+442076451454Job summaryJob functionComplianceSubsectorCompliance GeneralistSectorFinancial ServicesLocationCity of LondonContract typePermanentConsultant nameLucy O'DonnellConsultant phone+442076451454Job referenceJN-092023-6182694
