Compliance Officer

The key responsibilities of the Compliance Officer are:

· Conducting risk-based monitoring reviews as part of the Compliance Monitoring Programme ('CMP'), both routine and thematic, to assess the extent the business complies with regulatory requirements and internal policies;

· Helping to update the CMP following any changes to the business or market behaviour;

· Use of automated surveillance and assessment of surveillance alerts from the trading venues;

· Performing AML/KYC reviews periodically per all clients, vendors and associated persons;

· Assisting with regulatory reporting to comply with the conditions of authorisation under the local national competent authority and applicable corporate laws